Max Scharnberg
A
Strange Survival Niche of Psychoanalysis: a Test for Screening Off Air Force
Pilots With Crashing Disposition
(2011)
Table of Contents
*I Introduction
*II General Features of DMT
*III Empirical Support versus Logical
Analysis
*IV Survey
of the Criticism
*V The
Truth-Value of Psychoanalytic Theory
*VI Hermeneutic
Psychoanalysis
*VII The
Scoring Code of DMT
*VIII Identification
with the Aggressor
*IX Repression
of Memories
*X Repression
of Emotions and Drives
*XI Repression
and DMT
*XII Isolation
in Psychoanalytic Theory and in DMT
*XIII False Denial as Pre-Freudian and
*XIV Freudian Denial
*XV Reaction Formation
*XVI The Logical Relations Entailed by DMT
and the Theory of Percept Genesis
*XVII A
Non-Motivational Theory of the DMT Phenomena
*XVIII The
Fundament of Psychoanalytic Experimentation
*XIX The
Framework of the Subliminal Experiments
*XX The
Aetiology of Schizophrenia, Homosexuality, Stuttering, and Depression: the
Stimulus Pictures of an Experiment
*XXI Methodological
Parasitism and Pair Comparison Instead of Matrix Comparison
*XXII Methodological
Parasitism and Unconscious Perception of Cancer
*XXIII Direct
Access to an Unconscious Oral and Regressive Fantasy: Statistical Flaws
*XXIV Direct
Access to an Unconscious Oral and Regressive Fantasy: Semantic Flaws
*XXV Some
Additional Comments
*XXVI General
Outlook
References
*
The
death of psychoanalysis in the near future has been predicted many times, and
most such predictions have turned out to be false. Nevertheless, a new
situation has evolved since the 1990s. Prior to this decade psychoanalysts
would hardly ever try to refute criticism. They would merely attribute personal
defects to the critic: either he was ignorant or he was the victim of
unconscious pathological motives. But since
At
least for
The
exit proceeds with a snail's pace, and psychoanalysts have invented numerous
counter strategies aimed at further slowing down the pace. During autumn
If
this ideology is applied to people who have been seriously injured by traffic
accidents, or suffer from a kidney stone, or from strong toothache, it is
easily seen to be a cruel ideology. And there as definitely some psychological
diseases that are equally painful.
*II. General Features of DMT
One
of the strangest survival niches is a selection test for air force pilots, Defence
Mechanism Test (DMT), which was invented in the 1950s. Still today (2011)
it is applied in
Over
the years the constructors and their co-workers had used skilled sales
promotion. They had participated in broadcast scientific programs and claimed
that the test could identify pilot candidates who were more or less predestined
to crash. They used strong rhetorical language, e.g.: "their names are on
the death list".
During
a period of some years in the late 1960s the test was administered to all
applicants for Air Force pilot training. But it was not used for
selection: everyone who passed all other tests was accepted for training
regardless of his DMT score. The scores of the applicants during this
non-selection period were preserved in a computer of the Air Force. (So were
also the scores during later periods, but this is not relevant.)
Obviously,
the scores obtained during the early non-selection period would offer an
excellent opportunity to measure the predictive validity of the test. Did the
pilots with "dangerous" scores actually crash more often than the
others? Or did they show other negative and related features?
Unfortunately,
an unidentified person has later deleted all DMT scores – whatever his
motives may have been. As a consequence, no researchers outside the DMT team
have had the opportunity to compare the predictions with the actual
performance.
DMT
exists in several versions, and it is impossible to disclose which version was
applied in the 1960s, though it was definitely not the version described in Ulf
Kragh's1 book of 1985. The first exposure of a
picture may range from 2 to 10 milliseconds, but this feature of no
significance for the criticism that will be presented below. Likewise the
number of defence mechanisms disclosed may range from 5 to 10.
If it
can be shown that the reasoning around the original 5 defence mechanisms is
downright arbitrary and flawed, then the test as a whole could hardly be valid
even if no deficiency pertained to the 5 newcomers. Besides, it would strain
our imagination to think that the constructor of the test had produced 5
flawless newcomers, though he had nevertheless retained the original 5 flawed
mechanisms.
I
have chosen to present and criticise the version described by Bert Westerlundh
in his book Aggression, Anxiety and Defence (1976), because it seems to
be closer to the original version.
*III. Empirical Support versus Logical Analysis
However
much we may agree that in the last hand the validity of a test is dependent on
its agreement with empirical facts, empirical studies are expensive and
time-consuming. Moreover, different studies may yield contradictory results. In
a number of studies published between 1960 and 1986 and studying 14 groups,
Kragh and Neuman claimed to have found validities averaging 0,34. But the only
Swedish researcher that did not belong to the specific DMT group found 0,07.
Norwegian researchers have found correlations agreeing with the figures of
Kragh and Neuman, while British researchers have found low or even negative
correlations. The following two tables are cited from Sjöberg & Källmén
& Scharnberg (1997). Even those who are not accustomed to read statistical
tables will notice that that the figures in table 2 are conspicuously lower
than those in table 1.
Table
1. Reported co-variations and explained variance between DMT variables and
practical results from military training and performance in Sweden
|
Study |
Correlation |
Determination
in per cent |
|
Kragh (1960) |
0,36 |
13 |
|
Kragh (1962) |
0,52 |
27 |
|
Kragh (1964) |
0,07 |
0,5 |
|
Neuman
(1967) |
0,41 |
17 |
|
Neuman
(1967) |
0,55 |
30 |
|
Neuman
(1968a, 1968b) |
0,35 |
12 |
|
Neuman
(1968a, 1968b) |
0,46 |
21 |
|
Neuman
(1968a, 1968b) |
0,4 |
16 |
|
Neuman
(1978 |
0,23 |
5 |
|
Neuman
(1978) |
0,35 |
12 |
|
Neuman
(1978) |
0,29 |
8,5 |
|
Neuman
(1978) |
0,168 |
3 |
|
Neuman
(1984) |
0,34 |
11,5 |
|
Neuman
(1984) |
0,22 |
5 |
|
Neuman
(1986) |
0,44 |
19 |
|
Average |
0,34 |
11,5 |
Table
2. Reported co-variations and determinations between DMT variables and
practical results in air force and attack diver training outside of Sweden
|
Study |
Correlation |
Determination
in per cent |
|
Harsveld (1987) |
|
4,4 |
|
Harsveld (1991) |
0,16 |
2,6 |
|
Stoker (1982) |
0,19 |
3,6 |
|
Stoker
(1982) |
- 0,26 |
6,8 |
|
Stoker
(1982) |
0,07 |
0,5 |
|
Walker-Smith
(1986) |
0,03 |
0,09 |
|
Lowe
(1990) |
0,146 |
2 |
|
Martinusson
& Torjussen (1993) |
0,19 |
3,6 |
|
Vaernes (1982) |
0,67 |
45 |
|
Vaernes (1982) |
0,39 |
16 |
|
Torjussen (1983) |
0,48 |
23 |
|
Martinussen
(1989) |
0,15 |
2 |
|
Average |
0,20 |
4 |
Sometimes
there are strong rational reasons why it is extremely unlikely that a
certain test could be valid. Such reasons do not provide stronger evidential
power than clear-cut empirical facts. But many empirical results are published
in such a form that it cannot be seen exactly what empirical facts were
obtained, and exactly how they were obtained.
In
the case to be examined in this paper, an interval of 24 years intervened
between the invention of the test and the first empirical study performed by a
researcher outside the DMT group. Since psychological tests of doubtful
validity are continually invented, published, recommended and applied, such a
large time-lag is not desirable. Moreover, in the case of DMT the time-lag is
even greater, because still today the test is applied as if it were valid. It
seems that the task of cleaning the academic and practical worlds of invalid
tests by means of experiment-like procedures is not highly efficacious.
It is
worthwhile to ask whether there were cheaper and more speedy methods. I suggest
that logical analysis of DMT and percept genetic theory would have been much
less expensive and time-consuming, and that this approach could have been performed
as soon as the test was constructed. Logical analysis would have revealed that
there are strong reasons to believe that DMT is invalid, and there are strong
reasons to take a close look at papers that purport to present empirical
support: what information is really stated in these papers and what significant
information is missing?
*IV. Survey of the Criticism
The
Defence Mechanism Test (DMT) is allegedly based on both subliminal perception
and psychoanalytic theory. To justify the test and the scoring code, the theory
of percept-genesis was invented. Its
first assumption is that percepts develop over a brief period of time. Its
second assumption is that the early
stages of this process are strongly influenced by psychoanalytic defence mechanisms.
From these two assumptions the Swedish DMT theorists concluded that
tachistoscopically exposing an individual to visual stimuli of duration of a
few milliseconds, would reveal his or her the defence mechanisms.
Four fundamental errors will be exposed:
(a) Psychoanalytic
theory does not agree with reality. Therefore, the application of this theory
within other domains that those originally intended, could only by a miraculous
coincidence yield true results.
(b) The
scoring code of DMT does not follow from psychoanalytic theory. Instead it runs
counter to this theory.
(c) The
theory of percept genesis cannot be derived from psychoanalytic theory.
(d) Both DMT
and the theory of percept-genesis are internally inconsistent.
*V. The Truth-Value of
Psychoanalytic Theory
During
almost a century it was widely agreed that Freud and his followers have
gathered an immense wealth of observations; that these observations are of an
entirely new character; that they differ from what other psychiatrists and
psychologists have gathered in a way that could well be compared to the
difference between what can be seen by the naked eye and in the microscope,
respectively; that no pre-Freudian theory can explain these observations; and
that the observations constitute sensible reason (though not necessarily
altogether sufficient reason) to believe that psychoanalytic theories are true.
It
was also agreed that every psychoanalyst bases every interpretations on an
immense wealth of observations.
It is
odd that such views could become so widespread, because a glance in any
psychoanalytic paper will reveal extremely few observations, and nearly all of
these are extremely shallow and trivial. And it can be proved that those few
observations that are not shallow, are fabricated out of thin air. Moreover, literally
all interpretations are based on extremely few observations. In addition,
even if all observations in the writings by Freud and his followers were true,
they would provide no support for any psychoanalytic theory. Freud and his
followers were pseudo-scientists who were well aware of the fact that they were
lying.
The
true state of affairs has been so well documented by so many scientists, that
there is no reason to repeat the documentation here.
Freud
recurrently asserted that his theories were proved on the couch. But his most
clear account of the nature of these proofs are found in two footnotes in the
case study of Dora2: If the psychoanalyst
presents an interpretation and the patient responds “I don’t know” or “I
haven’t thought of that”, then such answers constitute valid proof that the
interpretation is true. Freud makes a telling addition: no other kind of evidence can be obtained.
Thirty-two
years later he published Constructions in Psychoanalysis3, in which he set himself the task of
proving that psychoanalytic interpretations are not arbitrary. But the result
is hardly different from what he stated in the Dora article.
*VI. Hermeneutic
Psychoanalysis
It is
on the surface for anybody to see that all Freud's interpretations are
postulations about causal relations, and that Freud claims that these
causal relations definitely exist in the real world. The same is true of the
interpretations produced by later generations of psychoanalysts.
But
in the 1960s some analysts tried to save psychoanalysis by means of what they
called a hermeneutic re-interpretation of psychoanalysis. According to
this innovation, the postulated causal relations do not at all exist in the
real world. They are a kind of fictions that will enable the patient to
"continue living by relying on them". They constitute a special kind
of consolation lies.
After
Grünbaum's meticulous scrutiny in The Foundations of Psychoanalysis
(1984) the hermeneutic re-interpretation has completely collapsed. Some further
comments may nevertheless be appropriate.
It
would seem that if a certain statement is not asserted to have any truth-value,
it would be illogical for non-psychoanalysts to request empirical support of
it. But this is irrelevant. Instead it must definitely be requested from a
consolation lie that it consoles. But it would be absurd to suggest that those
interpretations Freud tried to force on Dora could at all have consoled her.
And the same thing is true of the interpretations found in the writings by
other analysts. They are much more likely to make patients depressed. In
addition, some of them are clearly aimed at producing violent outbursts of
impotent rage.
Hermeneutic
analysts force their interpretations on their patients, even when they observe
their harmful effect. It seems rather obvious that the hermeneutic variant was
never intended to have any consequences as regards what happens in the
consultation room. They were solely constructed as weapon to be used in
external debates with sceptical non-analysts.
If
psychoanalytic defence mechanisms such as “denial” and “reaction formation” are
fictive phenomena, then it is impossible that they can be observed in any
individual, and with any means. In particular, their presence in a specific
individual cannot be established by tachistoscopical experimentation. And no
DMT score of any air pilot could predict his proneness to crash.
*VII. The
Scoring Code of DMT
As I stated above, it is no longer possible to find out what version of
DMT was used during the non-selection episode. I shall follow Westerlundh's
presentation, because we do know that the 5 defence mechanisms listed by him
were included in the original version.
In the DMT procedure, the testee is tachistoscopically presented with a
stimulus picture 12 times at logarithmically increasing durations from 10 to
500 milliseconds. The testee does not know that the same picture is presented
on all occasions. After each exposure the subject must report and draw what he
saw. At close and normal inspection, the pictures are not ambiguous. But they
are constructed to facilitate faulty perception at less close inspection.
DMT does not measure the degree of correct perception. Instead, certain
specific non-veracious patterns are taken as evidence of specific
psychoanalytic defence mechanisms.
Each picture depicts a central “hero” (H) and a peripheral person (PP)
who is “threatening” to the “hero”. The interpretation code is as follows:
Repression: The testee sees H or PP or both (or something at their
place) as being stiff, petrified (e.g. a statue), masked, an animal, a plant, a
non-living object etc. [Exceptions: Death’s head, skeleton, a doll, monster,
“the man looks like an ape”, etc.]
Isolation: H and PP are separated from
each other.
Denial: Existence of threat denied
or made slight.
Reaction formation: Although objectively PP is threatening
H, PP is perceived as helpful and positive toward H.
Identification with the aggressor: Although objectively PP is threatening H, H is perceived as
threatening PP.
These items will be discussed in the order and to the extent that I deem
to be most illuminating.
*VIII. Identification with the Aggressor
According to psychoanalytic theory, this defence mechanism can be
manifested in two and only two situations. (a) The victim (V) may try to reduce
his anxiety for the aggressor (A) by persuading himself that V is really A. And
on the basis of this illusion V may assist A in attacking V. (b) V’s anxiety
reducing technique may consist of imitating certain other characteristics or
behaviours of A; e.g., if A has a moustache, V may also grow a moustache.
In DMT it is assumed that the testee identifies himself with H. This is
by no means proved. But even if we take this assumption at face value: to
deliver a counter attack or a counter threat against PP would according to
psychoanalytic theory illustrate the very opposite of identification with the
aggressor. Yet this is the kind of behaviour which the DMT scoring code takes
as evidence of this defence mechanism.
Several additional aspects around this mechanism are remarkable. In
Sigmund Freud’s Gesammelte Werke (the
original German text) an entire volume of 1099 pages is devoted to the indexes.
There are 139 entries for Identifizierung
including Identifizierung mit
(“identification”, “identification with”). Nonetheless, there is not a single
entry for Identifizierung mit dem
Angreifer (nor for “Angreifer”).
It is generally known that Freud in 1896 believed that hysteria and
other neuroses were caused by sexual seduction during pre-school age. In his
three seduction papers4 he makes
it clear that he himself was the one who invented this causal interpretation,
while the patients denied that they had been seduced. Nevertheless, in a letter
from the same year Freud5 explains
hysterical grimaces as an imitation of those grimaces which the seducer had
shown during the sexual assault. In order to overcome her anxiety, the victim
supposedly identifies herself with the
perpetrator, thereby persuading herself that she need not be afraid because
she is not the one who is being abused but the one who is abusing.
Anyone who has seen hysterical grimaces must seriously doubt that more
than an extremely small fraction of active paedophiles could have shown this
variety of grimaces.
An even stronger objection derives from the fact that Freud rejected the
seduction theory in September 1897. If his patients had not been seduced at
all, it is logically impossible that they could have imitated the grimaces of
any sexual seducer.
But Scharnberg6 examined
psychoanalytic methodology and found that it is a fundamental rule that any
statement, which was once deemed to be proved, will remain proved, even if all
supporting evidence is later declared to be non-existent, and no new evidence
is substituted.
In 1936 Anna Freud7 published what was for generations considered
a standard book on defence mechanisms. She devotes nine pages to
“identification with the aggressor”, and she presents two illustrative
examples. But it is a noteworthy fact that she supplies no example from any
psychoanalytic writing, and neither one from her own clinical practice. Both
her examples had merely been presented orally by August Aichhorn. This is in
itself an astonishing selection, since Aichhorn had a limited training in
psychoanalysis, and had primarily applied Freud’s theories in an educational,
not a clinical context.
Moreover, Aichhorn’s (1972) examples are too strange to be believed. Numerous
psychoanalysts have published examples in which they found the concealed true
state of things in a way reminding of Sherlock Holmes’s deductions. But no one
can match the successes Aichhorn8 claims to
have achieved. Repeatedly he finds the solution already during the first
consultation, and therapeutic improvement follows immediately.
*IX. Repression of Memories
Repression occupies two places in psychoanalytic theory, depending on
whether the repressed thing is a memory, or else an emotion or a drive.
According to the third seduction paper, Freud had in 1896 conclusively
established by meticulous study of 18 hysterical patients, that their symptoms
were caused by repression of events of sexual seduction during pre-school age.
Freud had also constructed a technique for lifting
repressions. All 18 patients eventually recalled the original causal events
in their entirety. And concomitantly with this recall all symptoms of all
patients disappeared.
It is irrelevant that the seduction theory was later retracted, because
still in 1917 Freud9 asserted that symptoms
will disappear if and only if hitherto repressed causal events have re-emerged
into the conscious. The only difference between his position in 1896 and 1917
is the nature of the repressed event.
Despite intensive search, no one has found any patient who was improved
by Freud’s treatment. And apart from therapists who combine psychoanalysis with
recovered memory therapy, it seems that no contemporary psychoanalyst will
agree that his treatment will produce recall of hitherto repressed memories.
One of the best sources revealing what kinds of observations Freud had
made is the 101 case studies which Felix Gattel10
published in 1898. All Gattel’s observations are shallow and devoid of any
evidential power. Moreover, there is strong reason to believe that each and
every patient whom Gattel gave the diagnosis “hysteria”, had a purely
somatogenic disease.
Nevertheless, Freud accused Gattel of having plagiarised Freud’s
discoveries in this book. This is a clear indication that Freud’s own
observations were equally shallow and equally devoid of evidential power.
Actually, it is no longer controversial that all assertions by Freud and
his followers that they had observed lifted repression, are not true.
*X. Repression of Emotions and
Drives
Only a small part of the writings by Freud and all his followers is
concerned with repression of emotions and drives. There is one exception: the
doctrine of negative transference. Psychoanalysts of all schools agree that
patients, who are otherwise not aggressive, will have numerous violent
outbursts against their psychoanalyst. They also agree that the analyst is
merely an innocent bystander, who had done nothing that could justify or even
explain the patient's aggressive response. Instead they claim that these
outbursts consist of hitherto unconscious emotions that the patient had
hitherto felt toward his parents.
But the myth of the non-aggressive psychoanalyst is amply refuted. The
dialogues included in the writings by the early analysts reveal
hyper-aggressive behaviour by the analyst, together with the astonishing
unawareness of the nature of the analyst’s own influence. Illustrative examples
are Freud’s11 case study of Dora and
his letter 3.1.189712 about
G. de B., and so are several Books by Edmund Bergler13.
Today much more sophisticated techniques for exasperating a patient into
fury exist, than those applied by Freud or Bergler. And as regards the
invention of such techniques, psychoanalysis has made genuine progress. But
after Haley’s14 scrutiny of the theory
of negative transference and his examination of the actual behaviour of
analysts, it can no longer be denied that the patients’ outbursts foremost
constitute the natural response to specific provocative measures.
Scharnberg15 analysed eleven
audio-recorded psychoanalytic sessions and disclosed, inter alia, the
psychoanalyst’s lack of awareness of his own hyper-aggressive behaviour.
*XI. Repression and DMT
The Swedish DMT theorists never explained whether the relevant parts of
DMT were related to repression of memories, or to repression of emotions and
drives. But from the two preceding sections it can be seen that the
psychoanalytic statements about both varieties of repression are false. Hence,
a test that allegedly discloses psychoanalytic repression, cannot be valid.
On the basis of the descriptions of repression in psychoanalytic
literature, it is incomprehensible why it should be an indication of
repression, if “the testee sees H or PP
or both (or something at their place) as being stiff, petrified (e.g. a
statue), masked, an animal, a plant, a non-living object etc. [Exceptions:
Death's head, skeleton, a doll, monster, “the man looks like an ape”, etc.]”
Most psychoanalysts have maintained that hysterics primarily suffer from
repression. They have also claimed that repression is least prominent in
psychotic schizophrenics; allegedly the psychotics’ defence mechanisms have to
a large extent broken down. Allegedly, rudiments of more complex defence
mechanisms, such as projection and regression, may be found in schizophrenics.
But it is an empirical fact that it is not the hysteric but the
psychotic schizophrenic who believes himself to have a dog’s pawns instead of
hands; to be a cat, a ram, Switzerland, a radio; not to be born but to have
been produced by a machine; to dream of her parents and siblings as stony
statues who fall together as a heap of sand if touched. Scharnberg16 gathered these examples from the literature17. Besides, Fenichel18 explains stiff and lifeless positions
in catatonics as deriving from the uterine existence. Other comments of his19 would rather suggest projection if a
machine is involved.
Clearly, the scoring code for repression is glaringly discrepant with
psychoanalytic theory.
*XII. Isolation in Psychoanalytic Theory
and in DMT
No clear description of isolation can be found anywhere in Freud’s own
writings. But we can be rather sure that he would agree with the following account
by Otto Fenichel20. Note that Fenichel was
the indisputable theoretic leader of the Freudian movement after Freud’s death.
“The most important special case of this defense mechanism is the
isolation of an idea from the emotional cathexis that originally was connected
with it. In discussing the most exciting events, the patient remains calm but
may then develop at quite another point an incomprehensible emotion, without
being aware of the fact that the emotion has been displaced. Extremely
objectionable ideational contents, like murder or incest wishes, may become
conscious in the form of obsessions, because the obsessional neurotic is able
to feel these ideas as mere thoughts, securely isolated from motility. The
emptiness of affect, which is so characteristic for certain compulsion
neurotics and which creates a serious difficulty in treating them, is based on
isolation of this type.
[...]
Of practical importance is the patient who hinders any therapeutic
effect of his analysis by carrying on the whole analysis ‘in isolation’.”
Many objections can be raised against these two excerpts. At least since
Psychoanalytic isolation is invariably concerned with separation of two
or more reactions or behaviours by the same individual. It is not concerned
with separation of two external entities; and neither with the separation of an
individual from parts of his environment. Hence, the DMT code as regards to
isolation bears no comprehensible relation to psychoanalytic theory.
*XIII. False Denial as
Pre-Freudian and
In contrast to most psychoanalytic defence mechanisms, a phenomenon akin
to psychoanalytic “denial” really exists. It is a good guess that it has
existed for at least 2000 years. But at the present stage of scientific
methodology it would hardly be possible to gather the best evidence. The task
can literally be compared to finding a needle in a haystack. However, in the
near future computer techniques might well be developed, so that private
letters, private diaries, memoirs, case-records of legal trials, and many other
kinds of documents, can be "sifted" in order to find some instances
of the pattern searched for. It is a realistic expectation that sifting of
millions of documents will yield a very small number of instances.
Until such techniques can be applied, the most adequate approach is to
search for instances in fictional writings: novels, short-stories and plays.
Obviously, the fact that a certain pattern of behaviour is described in one or
in many novels, does not prove that human individuals really behave in this
way. But I think that numerous persons will easily recognise the pattern I
shall illustrate.
Because of specific motives people may sometimes
add or delete a negation from a formulation which without this negation
corresponds to their true view. They may be fully aware of what they do: the
militant dictator preparing a war may assure that he only wants peace. But
another (sub‑)pattern is more relevant here: the person who tries to
persuade himself that his real view is the formulation he utters, although it
is actually what would result if a negation were added or subtracted. In such
cases the style of the "modified" utterance might seem peculiar and
strained.
Nicholas
Nickleby by Charles Dickens was published in 1839, that
is, 17 years before Freud was born. When Nicholas’s mother meets his friend
Smike for the first time, she assures that he is welcome, and she does so in so
many and so exaggerated words, that it is evident that she means the very
opposite of what she says. It is equally evident that she is defending herself
against what she really feels:
“I
am sure, my dear Nicholas, [...] I am sure any friend of yours has, as indeed
he naturally ought to have, and must have, of course, you know – a great claim
upon me, and of course it is a very great pleasure to me to be introduced to
anybody you take interest in – there can be no doubt about that: none at all;
not the least in the world” (Dickens, 1982:225, in chapter 35).
Proust’s large novel has in various countries
been published in three, seven, or some twenty volumes. In
seven-volume-editions (such as the Swedish) we shall find the relevant scene in
the 7th volume. Two males outside the entrance of a homosexual
sado-masochist brothel are torn between desire and shame. One of them repeats
every other minute: “You don’t care about that, do you?”. The original French
text is “Quoi! Après tout s’en fiche?” (1982:126).
This part of the novel was published in 1927,
while Freud’s article on negation (or rather on denial) was published in 1925.
Nevertheless, Proust could not have been inspired by Freud. Freud’s examples
are counter-intuitive, and prove little more than his own aim of deceiving his
patients. Proust’s account agrees with general lay experience.
Among other things the Danish author Astrid
Ehrencron-Kidde wrote many short-stories about a man given the name Martin
Willén. In the edition published in 1941 this man, now 70 years old, looks back
at his life and recalls the tragic death of three of his siblings and of three
other persons who were very close to him. Only one of these six persons was
approaching middle-age, while four were still teenagers.
In one of the short-stories, The Tarantula,
there is an excellent scene in which the child Martin asks his mother if it is
true that his older sister Elvira is going to marry his father’s brother and
follow him to his African farm. Evidently the mother tries to persuade herself
that this will be a good thing, since she knows that she cannot stop it. But
she really feels (and, it will turn out, rightly so) that this marriage will be
a disaster.
At first I was very scared. But then I thought that she had been joking.
Nevertheless, to be sure I went to my mother and asked her if it was true that
Elvira would leave us and be Uncle Richard’s wife.
“Yes”, mother said and sighed and
looked very grave. But a moment later she smiled. “What can we do about that,
Martin,” she said in a joking tone of voice. “Elvira wants him! And, you
know, Uncle Richard is a very good man, isn’t he Martin?”
Alas, if only she had not said the
last thing! Because now I knew that neither my mother liked Uncle Richard. I
heard it, it rang to me through the word, although they said the very opposite
things. (Ehrencron-Kidde, 1941:98f.)
*XIV. Freudian Denial
Freud sometimes applies false
denials (or false non-denials) as a persuasive technique. He writes,
"I am, as far as I know, not ambitious". But he can hardly have been
unaware that not many people sought as strongly as he himself for honour and
praise.
We are all familiar with the person who makes a deliberately false
statement, and then claims that he has “forgotten”
the facts that prove his statement. But in his paper Character and Anal Eroticism Freud carries this pattern one further step.
What he allegedly had forgotten were
not the facts constituting the evidence of the theory. It was those facts which
originally lead him to invent the
theory. In other words, he had forgotten some unimportant facts, and he left the question open whether or not he
had also forgotten the important
facts.
If the content of his text is completely spelled out, something like the
following sentence will appear: “Do not conclude from the fact that I have
forgotten the unimportant facts, that
my doctrine is based on speculation.” The combination of the first and second
half of the sentence is awkward. But if the prefix “un‑” is deleted the
sentence will become logically coherent.
By contrast, I have been unable to find any instances in which Freud or
his followers have attributed false denial to a patient, and this
interpretation was supported. From Freud’s brief paper On Negation it can be gathered that, according to his own view, the
following two examples have a particularly strong evidential power and are
particularly illuminating as to the nature of “denial”.
A patient may say, after having recounted a dream, “You ask who this
person in the dream can be. It’s not
my mother”. – Freud claims that this statement is in itself proof that the
figure is a symbol for the mother. “It is as though the patient had said: ‘It’s
true that my mother came into my mind as I thought of this person, but I don’t
feel inclined to let this association count’.” – Freud perceives no
complication by the fact that the psychoanalyst may previously and repeatedly
have interpreted every unknown female in the patient’s previous dreams as a
mother symbol.
It is a frequent human experience, first, that headache is temporarily
cured by a tablet; and, second, that, about half an hour before the effect of
the tablet has faded, the thought pops up: “I haven’t had a headache for
several hours.” The pharmacological explanation is rather obvious. When the
effect is fading, the brain may receive some pain signals. At this stage they
will not be sufficiently many for producing the headache again, but
sufficiently many for producing a memory of the headache.
But Freud ignores these features and interprets the popping-up thought
as a further instance and proof of psychoanalytic denial.
The DMT scoring code for denial ("existence of threat in the
stimulus picture is denied or made slight") is neither in clear-cut
agreement nor in clear-cut disagreement with psychoanalytic theory.
Nevertheless, many circumstances could induce human beings to overlook numerous
features, and many of them are conspicuously different from those postulated by
psychoanalysts. This is true both in tachistoscopical and in everyday
perception. And it is true whether the structure of the picture is consistent
or inconsistent.
*XV. Reaction Formation
Many religious ascetics during the first millennium have experienced
something akin to reaction formation, e.g. intense fright of sex or intensive
repulsion against sexual drives.21 There
is no need for laboratory studies to unearth whether such responses exist. They
can even be observed among some contemporary psychotics. – Non-original love (a
positive emotion) could also derive from the attempt to combat feelings of
hate.
However, the specific psychoanalytic theory postulates much more than
the pattern just described. It is a central constituent that the derivative
emotion is claimed to be a disguised form of the original emotion, so that both
emotions are somehow identical.
Besides, the DMT code would be acceptable only under a series of
assumptions. (a) The testee identifies himself with H. (b) H feels genuine hate
toward PP. (c) H also feels fear of PP. (d) Because of this fear H’s original
hate is transformed into love felt by H. (e) PP’s helpfulness reflects the
transformation of H’s own feeling.
I fail to see that the DMT code satisfies any of these five assumptions.
So far, it has been established that the derivation of the DMT code from
psychoanalytic theory is arbitrary. Consequently, even if psychoanalytic theory
were true, it would provide no support for the DMT code.
But I cannot help thinking that when the reasoning of a group of
researchers is so extremely careless as that of the DMT theorists, then it
would be a miracle if they would arrive at true results.
*XVI. The Logical
Relations Entailed by DMT and the Theory of Percept Genesis
In the present chapter, whenever I assert that a
statement is logically necessary, it is understood that it is so only on the
condition that the theory of percept genesis and the additional theoretical
assumptions underlying DMT are true.
It should be carefully noted that Kragh’s theory
is not intended to be a description and explanation of phenomena which occur
only in tachistoscopical situations. It is a theory about the nature of
ordinary visual perception. Although certain particular aspects can best (and
perhaps only) be disclosed in the DMT situation, the same processes are assumed
to be present in all varieties of visual perception.
It is evident that human beings do not
experience the specific DMT distortions during their everyday interaction with
their environment. But let us try out the pattern that, on the one hand, such
distortions occur during the early stages of the development of a potentially
painful percept; and that, on the other hand, the final form of the percept
that enters the conscious mind is free from these distortions. Then two
consequences are logically necessary: (a) Some correcting process must have
deleted the distortions. (b) The correction must have taken place after the
defence mechanisms had distorted the percept, but before the percept was
admitted to consciousness.
Kragh assumes (in accordance with psychoanalytic
theory) that the aim of the distortions of the percept is to protect the
conscious mind from pain. But then it is perplexing that both the distortions
and the correction take place before the percept reaches the conscious mind.
The second process cancels the effect of the first one. Hence, what the
conscious mind actually receives, is exactly the same percept, and exactly the
same amount of pain, as it would have received if there had been neither any
distortion nor any correction.
When unearthing further errors in Kragh’s
theory, I want to avoid giving several different meanings to the word
“percept”. I shall therefore use the expression “message” as an omnibus term
for (a) the package of information entering the perceptual apparatus; (b) the
form the package has got after each transformation; and (c) the form finally
sent to the conscious mind.
When a physical state of things impinges on the
organism, an indeterminate “something” is received. This is the first form of
the message. I have deliberately used a vague formulation (a “something”) in
order not to commit my analysis to any particular variety of theories. This
first stage is not logically necessary. But it is in agreement with all
theories of visual perception entertained by any experimental psychologist at
the present time.
Unless the message had in advance been
sufficiently worked out to enable the assessment that it would indeed be
painful to the conscious mind, the perceptual apparatus would have a poor
ground for finding out whether there would be any need of distortion, and what
aspects of the message should be concealed by distortion. Hence, a second stage
must necessarily follow, during which the “something” is worked into a distinct
form. In turn, a third and separate stage must assess the need of distortion.
And a fourth stage must perform the distortion.
From what has already been shown, the message
must run through a sequence of at least six consecutive stages: (a) A
“something” is received by the organism. (b) This something is worked out into
a distinct message. (c) The message is assessed as to whether it would be
painful to the conscious mind. If the answer is negative, the further fate of
the message lies outside the scope of DMT, the percept genetic theory, and my
analysis. But if the answer is positive, the message proceeds to the next
stage. (d) By means of Freudian defence mechanisms the message is distorted
into a form which would be less painful to the conscious mind. (e) The
distortions are removed and the previous distinct message is retrieved. (f) The
distinct message enters the conscious mind.
All six activities, except the first one, are
logically necessary if the DMT theory is true.
We are now approaching what I consider the most serious error in Kragh’s
theory, and also the error that is most easy to detect. Note that my argument
is independent of what brain substrata “handle” each stage or activity.
There would be some sense in
the idea that we might be able to observe the nature of the distortions
produced by defence mechanisms, if we could interfere with the smooth function
of the brain substrata concerned with deleting the distortions and retrieving
the first distinct message; for instance, by reducing the time the message
spent in these substrata. But it is enigmatic why reduction of the time the
message spent in stage (a) should have any influence upon whether the
distorting influence of stage (d) is corrected or not before the message is
given access to the conscious mind.
A corollary. Psychoanalytic writings from any
period unambiguously reveal that interpretations are almost exclusively based
on the patient’s words. Even tone of voice is hardly ever taken into account.
But it follows from Kragh’s theory that any word spoken by the patient and
heard by the analyst could at best correspond to the end result after the
message had finished all six stages.
Whenever Freud or any of his followers attributed a defence mechanism to
a patient, they did so on the basis of the final message entering the patient's
conscious mind, in the form it had after having been exposed the supposed
Kraghian distortions and the supposed Kraghian corrections. Hence, it is not a
prima facie plausible suggestion that the very same kind of defence mechanism
should be active in almost the same way at two highly different levels: on the
one hand, in the patient's words, and, on the other hand, during the perceptual
stages from the external stimuli start to hit the patient's sense organs and
until the patient perceives the external object.
Theories that are prima facie implausible have sometimes turned out to
be true. But as regards prima facie implausible theories we are entitled to
request genuine evidence, and it must be presented in a much more clear
form than what is found in the relevant writings by Kragh and Neuman.
*XVII. A Non-Motivational Theory of the
DMT Phenomena
For a century it was known that ultra-brief expositions of pictures will
very often be falsely perceived, regardless of whether they are frightening or
not. Hence, the most parsimonious explanation is that something else than the
frightening nature is responsible for the distortions.
To unprejudiced persons who have seen the DMT pictures, it must seem
enigmatic why they would be frightening to anyone. It must be even more
incomprehensible why the distorted form should be less frightening. DMT
psychologists would not be happy if I published some of these pictures, because
this could interfere with the performance of future testees. I shall therefore
choose an example from a subliminal experiment by Kline & Cooper.22 The supposedly frightening picture is
“Pig with black spots and piglet feeding from her”, while the supposedly less frightening
distortion is “Pig with spots and udders, but little pig may not be feeding but
talking”.
Human perception is not very good under highly unusual conditions. The
explanation might be that biological evolution has not favoured correct
perception in some situations that must have been extremely infrequent during
the entire existence of mankind, and in which correct perception could hardly
have any survival value. Whether or not this explanation is true, proponents of
DMT and the percept-genetic theory will have a formidable task in explaining
why non-frightening pictures are
distorted as much as frightening pictures.
In our “macrophysical” experience, most of us have sometimes mistaken
word, pictures, and entire events. People, who are somewhat hard of hearing,
will repeatedly hear words which were
never said. If the words erroneously heard are compared with the words actually
said, it may often be apparent that the falsely perceived words were
constructed from correctly perceived fragments, together with fictive details
filled in to obtain a coherent and meaningful pattern. Experimental research
has shown the same process to be active in many contexts.
A visual picture may contain 20 details. At ultra-brief exposition a
person may overlook 15, correctly perceive 2, and mistakenly perceive 3. Even
if the physical picture is coherent, the set of details perceived may be
contradictory. It is no bold hypothesis that the human perceptual apparatus may
try to make sense of this set by “cutting a heal and a toe”, and by adding
something too.
If the stimulus picture is contradictory or contains constituents which
seldom or never occur together (e.g., a drawing by the Danish humorist Storm-P.
in which the head of a man is substituted by a bicycle wheel), it would be
unsurprising if earlier and briefer expositions might result in a more correct
percept, than somewhat later and longer exposition. Perhaps the testee or
experimental subject detected a smaller and less inconsistent set of details in
the beginning.
*XVIII. The Fundament of
Psychoanalytic Experimentation
In a series of chapters we shall examine some attempts to produce
empirical and experimental support of psychoanalysis by means of subliminal
perception. The period of psychoanalytic experimentation ended more than twenty
years ago, so we are here not concerned with a survival niche. There is
nevertheless reason to examine the approach by the American groups around Lloyd
Silverman, Donald P. Spence, Norman Dixon and their co-workers. They were
active at the same time as the Swedish group who developed and propagated DMT,
and there were close relations between both groups.
The present chapter will be devoted to illustrate the fundamental flaws
of all psychoanalytic experiments, whether or not they involve subliminal
perception. The experimenter will invariably test a concrete prediction, which
they claim to have derived from psychoanalytic theory. However, a common
feature of all such predictions is that they have a high probability of being
true on the basis of ordinary background knowledge, and that this probability
will neither be enhanced nor reduced if psychoanalytic theory is false. – It
may be less significant that often the prediction cannot be derived from
psychoanalytic theory, and that it sometimes runs counter to this theory.
Let us start with a schematic example not involving psychoanalysis.
Suppose I want to prove the astrological theory that people born in the
Zodiacal sign of Leo are particularly prone to have cardiac diseases. I may
compare two groups: Leo-born individuals taken from a medical clinic, and
Capricorn-born members of a yachting association. Here the empirical evidence
which truly belongs to one hypothesis (patients at a medical clinic will more
often than members of a yachting association have cardiac diseases) is, as it
were, embezzled and in turn used as pseudo-support for a quite different
astrological hypothesis.
This is parasitism, a very important concept within scientific
methodology. In Swedish you can form an excellent word, which would be awkward
in most other languages: "snålskjutshypotes", which literally
means a hypothesis travelling as a free passenger.
The true and the false hypothesis are locally equivalent, because
there are some predictions which both hypotheses will make.
Paul Kline, a proponent of psychoanalysis, examined hundreds of
psychoanalytic experiments. In his books of 1972 he selected 18 experimental
studies as having strong evidential power, and in the second enlarged edition
of 1980 he added two more experiments. To illustrate the flaws of the approach
as such, we shall in the present chapter take a closer look at one of these
experiments, although it does not involve subliminal perception.
The most fundamental methodological rule of the interpretations and
theories by Freud and his followers is the principle of similarity: the
cause is similar to the effect. Hence, the cause of a symptom can be
disclosed by finding - or by inventing - an event that is similar to the
symptom.
Asthmatic attacks are often triggered off by bad smell, and a fart is an
instance of bad smell. From these facts Freud concluded that the cause of
asthma has a close relation to anal-eroticism.
In 1958 Stein & Ottenberg published a study that, according to both
themselves and Kline, provided strong evidence for this anal aetiology of
asthma. They presented asthmatics with a long list of smells, which Stein &
Ottenberg had classified as oral, anal or genital (three psychoanalytic
categories). They asked which of these would trigger off asthmatic attacks.
They found overwhelming predominance of anal smells.
Scrutinising this study, let us first ask: which of the following four
categories of smell are unpleasant to most human people: food, dirt, chemicals
for removing dirt, perfume? Most people would agree that dirt and chemicals are
unpleasant. (A biological explanation might be suggested: uncontrolled amounts
of both have a negative survival value, while the same is not generally true of
smells of food or perfume.)
Hence, it is unsurprising that asthmatic attacks are more often
triggered off by smells of dirt and chemicals, than by smells of food or
perfume. This is not a part of psychoanalytic theory, nor an empirical fact
that supports some part of this theory.
But Stein & Ottenberg applied a legerdemain. They classified the
smell of food as oral, and the smell of perfume as genital. What they deemed to
be anal smells were either dirt or dirt-removing chemical.
It seems odd to classifying the smell of rotten fish and other rotten
food as anal. This is actually an instance of producing evidence by
classifying. Moreover, these experimenters did not derive their prediction
from psychoanalysis, but from the background knowledge of ordinary
laymen.
It is astonishing that pseudo-experiments of this variety were published
at all, even in prestigious periodicals. The same is true of the subliminal
experiments that will be analysed below.
*XIX. The Framework of the Subliminal
Experiments
Common to the Swedish DMT group and the American group involving Lloyd
Silverman were the attempts at finding empirical support (or pseudo-support)
for psychoanalytic theory, their use of subliminal perception, and their strong
focus on defence mechanism. It is no great difference that the Americans
primarily were concerned with experiments, while the Swedes primarily were
concerned with tests.
Another difference was remarkable. Both groups entertained (and
allegedly found evidence for) opposite and contradictory doctrines in relation
to defence mechanisms. The fundamental axiom of the Swedish researchers (and
allegedly their primary empirical result) was that defence mechanisms would be more
active and produce greater distortion, when the time of exposition is very
brief. The fundamental axiom of the American group (and allegedly their primary
empirical result) was that defence mechanisms would be less active and
produce lesser distortion when the time of exposition is very brief. In
other words, the Swedes intended to study the defence mechanisms themselves,
while the Americans intended to study the unconscious itself, before
its real properties had been distorted by the defence mechanisms.
This could have been a fruitful controversy. But both groups were more inclined
to admire the results of each other, while ignoring the glaring contradictions
between their positions.
*XX. The Aetiology of
Schizophrenia, Homosexuality, Stuttering, and Depression: the Stimulus Pictures
of an Experiment
Kline (1981:433) cites Silverman et al. (1973)
and Silverman (1976) as being among the 20 studies which have supplied the most
powerful support of psychoanalytic theory. He states that “any blanket
rejection of Freudian theory as a whole simply flies in the face of the evidence.”
I have nonetheless chosen to analyse Silverman et al. (1976), which is an extension of his earlier study.
Four stimulus pictures were shown tachistoscopically for 4 milliseconds
to four samples of subjects. The stimulus pictures had four different
characters: aggressive, incest, anal, neutral. The subjects consisted of
schizophrenics, homosexuals, stutterers, and depressives. There were two
dependent variables: (a) increase of main symptoms of each sample (various
measures of thought disorders in schizophrenics; of homosexual arousal; of
stuttering; and of some measures of depression); (b) “pathological non-verbal
behaviour” (e.g. fingertapping).
The predictions were that the main symptoms as well as pathological
nonverbal behaviour would increase after exposure to sample-relevant pictures, and only
in relation to these. The sample relevancy joined schizophrenia and depression
with aggression, homosexuality with incest, and stuttering with anality.
Silverman and his co-workers claim that there is agreement among
psychoanalysts that these connections exist. This claim reveals their limited
acquaintance with psychoanalytic literature. Schizophrenic females who have
fantasies about having slept with their fathers, were known before psychoanalysis.
And it would be a matter of routine to fill up 1000 pages with psychoanalytic quotations about the
close relations between schizophrenia and incest. I shall merely mention
Fenichel (1945:422, 437, 441), Bleuler (1955b:412), Schilder (1952:71, 72), and
Rosen (1953:100f.).
The proof of the connection between stuttering and anal eroticism is
based on the principle of similarity:
individuals suffering from constipation and stuttering, respectively, have
difficulty in “pressing out” faeces or speech.
The theoretical support of the incestuous aetiology of homosexuality is
of the same arbitrary kind.
As regards the empirical support the team claims that 3 out of the 4
hypotheses about increase of main symptom. The non-supported hypothesis was the
one about the depressives. Likewise the empirical support of the increase of
non-verbal behaviour was confirmed for 3 groups, that is, for all groups except
the stutterers. Indeed, Table 3 looks impressive, and its evidential power has
been accepted by Dixon (1981:170).
To those who are not used to read statistical tables, the less a numeric
figure is, the greater is the evidential power (unless there are hidden errors
in the experiment). "n.s." means "not significant" and
indicate that the number is too large to provide any support. "NT"
means that this connection was not tested at all.
_______________________________________________________
Table 3
|
|
|
Samples |
|||
|
Pictures |
Behaviours |
Schizophrenics |
Homosexuals |
Stutterers |
Depressives |
|
Aggressive |
Main |
0,004 |
n.s. |
NT |
n.s. |
|
non-verbal |
0,002 |
n.s. |
NT |
0,04 |
|
|
Incest |
Main |
n.s. |
0,04 |
n.s. |
NT |
|
non-verbal |
n.s. |
0,02 |
0,08 |
NT |
|
|
Anal |
Main |
NT |
NT |
0,04 |
n.s. |
|
non-verbal |
NT |
NT |
n.s. |
n.s. |
|
Two features are highly interesting. One is the nature of the
pictures. The other is the strange pattern of what was not tested.
Both will be scrutinised.
The pictures were provided with text. I shall describe all pictures and
indicate the text in capitals.
|
Stimulus picture |
Text on picture |
|
The aggressive stimulus: |
An angry man about to stab a woman. (DESTROY MOTHER) |
|
The incest stimulus: |
A nude man and woman in a sexually suggestive pose. (FUCK MUMMY) / FUCK DADDY, for male or female subjects, respectively.) |
|
The anal stimulus: |
A person of indeterminate sex seen from the rear and defecating. (GO SHIT) |
|
The neutral stimulus: |
Two men. (PEOPLE THINKING) |
One objection to this experimental design immediately suggests itself:
What would be the reactions of the same persons to the same pictures, if there
were no text? An important alternative hypothesis would be that the reactions
would be same. And at the very least it should have been tested.
Males may look at playboy nudes for several minutes without perceiving
the text. But Silverman and his co-workers took for granted that the homosexuals
correctly perceived both the picture and the text, and that their reaction was
to a considerable extent determined by the text. These arbitrary
presuppositions would have been easy to test by deleting any text, or by
substituting a neutral text such as "EAT MORE FRUIT".
If a heterosexual individual had grown up in a society of 97%
homosexuals, and had for decades encountered a homosexual orientation in nearly
100% of all love poems, love novels, love movies, sexual jokes, educational
writings, nude magazines, and so on; then we might not be surprised if he or
she became heterosexually aroused by a homosexual sexy picture.
When the Silverman experiments were conducted in the early and middle
1970s, their homosexual subjects had indeed grown up in a society in which love
and sexuality were by and large equalled with heterosexuality. Hence, it would
not be remarkable if some or all of them could be homosexually aroused by sexy
heterosexual pictures.
This would be a significant alternative hypothesis. But these
experimenters thought that they had ruled it out, and I shall not conceal how
they had done it. Together with other co-workers Silverman found in 1973 that a
heterosexual control group did not
become homosexually aroused after the
so-called incest stimulus. – What if these subjects had become heterosexually
aroused after seeing a homosexual couple in a sexually suggestive situation?
*XXI. Methodological
Parasitism and Pair Comparison Instead of Matrix Comparison
The postulated unanimity of psychoanalysts as regards the aetiology of
the four samples is much less than the Silverman team claims. After Freud's
death in 1939 Otto Fenichel was the undisputed theoretical leader within International
Psychoanalytic Association. Moreover, no textbook has been used so often at
psychoanalytic training institutes as The Psychoanalytic Theory of Neuroses,
written by Fenichel and published in 1945. Fenichel does not restrict his
account of the aetiology of stuttering to anal circumstances. On pp 311-317 he
also states oral and phallic causes. But he applies foremost
what Scharnberg (1993) called the gossip
theory of (psychic) disease: the person stutters for the
purpose of making people look at him – though his real wish is that they should
look at his penis.
A reasonable alternative hypothesis to those stated by Silverman as well
as those stated by Fenichel would be that stuttering may often increase during
states of annoyance, distress, worry, embarrassment. From this alternative
hypothesis we would expect increase of stuttering, inter alia, after watching a
picture of defecation, but also after pictures of severe burns, serious car
accidents, surgical operations etc. The aggressive picture that Silverman
showed to the schizophrenics might likewise increase stuttering.
It is a recurrent psychoanalytic procedure to compare only pairs of
groups, instead of comparing the reaction of all groups upon all pictures, that is, using a matrix as point of departure. Why did the Silverman
team refrain from investigating the responses of the schizophrenics and the
homosexuals to the anal picture? Or the reaction of the stutterers to the
aggressive picture? Or the reaction of the depressives to the incest picture?
They could not excuse this flaw by claiming that they had merely performed a
preliminary study, because they have published several papers on the same
topic.
This tendentious preference of pairs should as a matter of routine give
rise to suspicion. It is not difficult to find a narrow interval within which the
same predictions could be derived from ordinary lay knowledge and (really or
allegedly) from psychoanalytic theory. Studying the outcome for all groups in
relation to all pictures would decrease the possibility that psychoanalysis
could be parasitic on lay knowledge.
It is no far-fetched guess that the Silverman team were somewhat aware
that their derivations would fail to yield any support or pseudo-support to
psychoanalysis, if they had used a full matrix; and likewise if they had
deleted or changed the text.
As an autobiographic remark, I would be not be surprised if it turned
out that the Silverman team had actually used all pictures with all groups, but
had preferred to conceal some of their empirical results.
*XXII. Methodological
Parasitism and Unconscious Perception of Cancer
Although the following study by Donald Spence23 does not use the tachistoscope, it is
related to the experiments by the Silverman teams, in so far as it claims to
have established subliminal perception of non-distorted factual states of
things. Spence interviewed 62 female subjects who were waiting for the outcome
of a test of cervical cancer. 59% of those who turned out actually to have
cancer, but only 25% of those who did not, used the word “death” during the interview.
Spence's explanation of the more frequent use of this word among the real
cancerous patients reveals that they unconsciously were aware of their true
condition.
In chapter XIV we discussed the possibility that a limited number of
diffuse pain signals might announce that headache was about to re-appear. In
this situation two circumstances must be noted. The psychological aspects of
headache are rather simple: it is pain in a particular body part. Furthermore,
the subject had earlier in his life had a completely conscious experience of
how headache feels. The subject had even had an attack of headache a few hours
earlier.
By contrast, cancer is a complex phenomenon. While the oldest known
description was made 3000 B.C., still today medical experts can very often not
tell whether a certain patient has got this disease, except on the basis of
laboratory tests.
While Spence's argument is false, it is easy to overlook another aspect.
Psychoanalysts and psychoanalytic theorists have always boasted of the
extremely fine-grained nature of their observations. In actual fact, all
psychoanalytic writings reveal the extremely crude and unrefined of these
observations. And Spence constitutes a good example.
All patients whom he studied were equal in sure knowledge as to
whether they had cancer. But were they also equal in suspicion? What if
a majority of those who really had cancer, but only a minority of those who had
not, had consciously felt various
strange bodily sensations or pains? What if a majority of the former but only a
minority of the latter had consciously wondered
whether they had cancer? What if a majority of those who had so wondered but
only a minority of those who had not, had used the word “death”?
Such distributions will be more easily to survey if exact numerical
values are given for all majorities and minorities, e.g., 7/8 for the former
and 1/8 for the latter. We shall then arrive at the distribution in Table 4.
The patients who actually had or did not have cancer are indicated by C and
not-C, respectively. Those who used or did not use the word "death"
are indicated by D and not-D, respectively.
Table
4 Table
5
Scharnberg's
Distribution Spence's
Distribution
|
|
D |
not-D |
|
|
D |
not-D |
|
C |
19 |
8 |
C |
16 |
11 |
|
|
not-C |
10 |
25 |
not-C |
9 |
26 |
The difference between the two distributions is conspicuously little. In
both tables the larger numbers are found in the upper left and lower right
cells: the majority of those who really had cancer used the word
"death", and the majority of those who did not have this disease did
not use this word. And in both tables the minor numbers are found in the lower
left and upper right cells: a minority of those who did not have cancer used
the word, and a minority of those who had this disease did not use it. In other
words, it seems that Spence's empirical support for his own hypothesis is
merely parasitic upon the hypothesis formulated by Scharnberg. We could hardly
call it "Scharnberg's hypothesis" because it is merely borrowed from
ordinary lay knowledge.
*XXIII. Direct Access to an
Unconscious Oral and Regressive Fantasy: Statistical Flaws
The primary idea of Gordon & Spence24
is that they succeeded in [1] arousing [2] a fantasy that is [3] unconscious,
[4] oral, and [5] regressive (= related to the infantile feeding situation). I
shall describe their experimental design without psychoanalytic terminology.
They started with excluded all unusually vigilant individuals. The remaining
subjects were thrice divided into half groups. First they were divided into
consolation eaters (C) and non-consolation eaters (not-C), and this division
was based on a questionnaire that dealt with conscious feelings and behavioural
habits. In turn all subjects were in turn were given fake personality
information, but it was so constructed to make half of them feel frustrated (F)
and half of them self-confident (non-frustrated, not-F).
The third step was that all subjects were tachistoscopically presented
with a stimulus for 1/150 second at low illumination, which was repeated 5
times. The stimulus for half of them was the word MILK (M) and for the other
half a blank slide (not-M).
Still through the tachistoscope, but now at clearly visible duration and
illumination, all subjects were presented with a series of 30 words, in the
same random order for all subjects, and they would be asked to recall these
words later.
Spence & Gordon classify the words into three categories:
“Infantile associates” (i.e., associates of the infantile feeding situation): baby, cry,
formula, mother, sleep, suck, swallow, warm.
“Socialised milk
associations”: butter, cold, cream, dairy, drink, glass,
thirst, white.
“Buffer words”: book, comb, ear, game, idea, low, paper, pierce, porch, ring, road,
speech, signal, watch.
When the subjects were asked to recall these words, two primary measures
(a & b) and one subordinate measures (c) were used:
(a) the number of falsely
recalled words (“importations”) of an oral regressive nature (I);
(b) the
number of falsely recalled words (importations) which were not of an oral
regressive nature (not-I);
(c) the
number of correctly recalled oral
regressive words minus the number of correctly recalled oral non-regressive
words.
The
outcome is shown in three geometric figures (pp. 111, 113, 115). It should not
come as a surprise that here we are once more provided with comparison of
pairs, so that the diagrams conceal most of the interrelations between the
variables. In Table 6 and 7 I have converted the diagrams into numbers. Such
numbers can only be approximate, but this is no obstacle because no great
numerical precision is called for.
In addition I have displayed four variables in a matrix, so that genuine
and exhaustive comparison can be made.
Table 6
Spence & Gordon's two primary measures combined
|
|
C /
F |
C /
not-F |
not-C/
not-F |
not-C
/ F |
|
M / I |
0,9 |
0,3 |
0,1 |
0,2 |
|
M / not-I |
0,0 |
0,1 |
0,1 |
0,0 |
|
Not-M / not-I |
0,0 |
0,0 |
0,0 |
0,1 |
|
not-M / I |
0,0 |
0,2 |
0,0 |
0,0 |
Table 7
Spence & Gordon's subordinate measure
|
|
C /
F |
C /
not-F |
not-C/
not-F |
not-C
/ F |
|
M |
1,7 |
0,7 |
1,2 |
0,8 |
|
Not-M |
1,0 |
0,8 |
1,1 |
3,0 |
In Table 6 one cell is outstanding, and it is the right one from the
writers' standpoint. Consolation eaters
who had been frustrated and exposed
to the milk stimulus falsely recalled
an average of nearly 1 so-called oral regressive word. Each of the other 15
groups hardly deviates from zero.
In Table 7 one group is likewise outstanding, but this a false cell from
the writers' view. Non-consolation eaters
who had been frustrated and exposed
to the blank stimulus correctly
recalled more oral regressive word than any other group, and 76% more than the
second highest group.
A long summary of no less than 497 words is attached to Spence &
Gordon's paper. Nevertheless, the second and embarrassing result is not even
mentioned there.
The second result is neither mentioned in the extensive accounts of this
experiment given by Dixon (1971:163ff., 1981:11ff) and Sjöbäck (1985:59ff.).
Dixon fully accepts the evidential power of the study, and Sjöbäck supplies no
hint as to the methodological errors.
*XXIV. Direct Access to an
Unconscious Oral and Regressive Fantasy: Semantic Flaws
There
is little reason to apply statistical tests of significance, because the
writers' classification of the words is so arbitrary that nothing has been
tested. Agreement with the questionnaire item “When I'm feeling blue I try to
find something to eat” is no valid sign that the subject “use[s] food as
substitute for affection”. The writers also took for granted before they
started their study, that if a subject agrees with the just mentioned item, “an unconscious fantasy had been aroused
which guided his behaviour”, and that “rejection would arouse a REPRESSED oral fantasy”.
What
has the words “formula, sleep, swallow, warm” to do with the infantile feeding
situation? And none of the other “infantile associates” has any exclusive
relation to this situation. The “socialised milk associates” is likewise an
arbitrary group.
But
the greatest flaw is the classification of the importations: “bottle, milk,
mouth, smell, taste” are taken to be oral regressive words (while “smoke” is a non-regressive word).
“Milk”
(the mere repetition of the stimulus word) is not listed separately. It is
quite possible that “juice” as the stimulus word would have had the same effect
on recall and importations. But it would have a weaker persuasive effect on the
reader. “Nipple”, given by a single subject, is the only word of some interest.
Assuming that it was not a random phenomenon, it would not be surprising if
some consolation eaters were prone to use their mouth for other conscious
pleasures than eating, inter alia for kissing female breasts.
It
should be noted that Spence & Gordon after nearly 30 pages admit in one
single sentence, that their result might have a common sense explanation.
*XXV. Some Additional
Comments
For more than a century it was known that hyper-brief exposition to
visual stimuli may lead to distorted perception. It is unsurprising that
several groups of proponents would use such phenomena to provide sham evidence
of psychoanalytic theory.
There are also strong reason for examining the Swedish DMT groups and
the American Silverman group together because of a number of reasons. The
procedures of both groups are parasitic on facts that would be equally true
whether psychoanalytic theory were true or false. But it should be noted that
both groups acknowledge the results of each other, despite the fact that these
results are in flagrant contradiction. The fundamental postulate of the
American Silverman group is that hyper-brief exposition will enable the
immediate observation of the unconscious processes themselves, before the observation
is distorted by defence mechanisms. By contrast, the fundamental postulate of
the Swedish group is that hyper-brief exposition will enable the immediate
observation of the distorting processes of the defence mechanisms, before they
are corrected by more rational processes.
I cannot help feeling that the Swedish postulate is curious. The
physical stimuli or the physical "something" impinging on the
mechanism will have to be analysed sufficiently well to detect that it would be
painful for the conscious mind to learn what it is. In order to protect the
conscious mind from this pain, the defence mechanisms intrude and distort this
something into a less painful but also less veracious message. However, when
the defence mechanisms have accomplished their distortion, some other rational
mechanisms detect the distortion and make the evaluation that the conscious
mind would be mislead if it would receive the product of the defence
mechanisms. Therefore the rational mechanisms will undo the work of the defence
mechanisms. The final outcome of the transformational chain is that the
conscious mind will perceive the same painful thing that it would have
perceived if no defence mechanisms had been involved.
This is certainly much ado about nothing.
It is known that if the same person take the DMT twice, the result may
be opposite at the two times. A person may be tested before he is permitted to
start training as a pilot. He may have undergone several hundreds of flying
hours with the best performance. And just as a final "examination" he
may take the DMT once more – and then his career may be ruined, because the
test result supposedly reveals that he is predestined to crash.
*XXVI. General Outlook
It
took 24 years from DMT was constructed and until the first researcher outside
the DMT group examined its validity. Eventually researchers inside and outside
the DMT group, respectively25,
arrived at opposite results. The size and consistency of the discrepancy could
not easily have emerged, unless the figures of the “insiders” were forged.
Moreover,
the scores of the testee were for many years preserved in a central computer of
the Swedish Air Force. These results would have been invaluable for disclosing
the real value of DMT. Unfortunately, an unidentified person has deleted them.
Experimental
studies were insufficient to get rid of DMT. But a logical analysis of DMT, the
percept-genetic theory and the relevant parts of psychoanalytic theory could
have been performed already in the late 1950s. And a logical analysis would
have been much less expensive. And after the outcome of it had been obtained,
it would be the obligation of the academic community not to accept Kragh's and
Neuman's claims of empirical validity, until much more detailed empirical information
from genuine empirical studies had been presented.
Suppose
that the only alternative to accepting psychoanalytic theory would mean to be
confronted with chaos of incomprehensible and isolated facts. In such a
situation we might tolerate many internal defects of the theory. – But since it
has turned out that there were never any observations to explain, there is no
need for this theory.
If
psychoanalysis is extrapolated to a specific selection test, the latter could
only be valid by a miraculous coincidence. Furthermore, the derivation of the
scoring code of DMT from psychoanalytic theory is arbitrary. Neither can the
percept-genetic theory be derived from psychoanalysis.
But
first and foremost, DMT and the theory of percept-genesis are internally
inconsistent. It is incomprehensible why hyper-brief time of exposure of an
external physical stimulus picture should lead to an unusually strong influence
of defence mechanisms and, in turn, to other subsequent activities aiming at
correcting their supposed effect.
References
Aichhorn, August (1972): Erziehungsberatung und Erziehungshilfe. Zwölf
Vorträge über psychoanalytische Pädagogik. Hamburg: Rowohlt.
Bergler, Edmund (1958): Counterfeit-Sex. New
York: Grune & Stratton.
Bergler, Edmund (1961): Curable and Incurable
Neurotics: Problems of 'Neurotic' Versus
'Malignant' Masochism. New York: Liveright.
Bergler, Edmund (1971): Homosexuality - Disease or
Way of Life? New York: Collier Books.
Bleuler, Eugen (1955a): Lehrbuch der Psychiatrie. Berlin: Springer.
Bleuler, Eugen (1955b): Dementia Praecox or the
Group of Schizophrenias. New York: International Universities Press.
Boss, Medard (1953): Der Traum und seine Auslegung. Bern: Hans Huber.
Brundage,
James A. (1987): Law, Sex, and Christian Society in Medieval Europe.
Chicago: University of Chicago Press.
Dickens, Charles (1982): Nicholas Nickleby.
London: Michael Joseph.
Dixon, Norman F. (1971): Subliminal Perception. The
Nature of a Controversy. London: McGraw-Hill.
Dixon, Norman F. (1981): Preconscious Processing.
Chichester: John Wiley & Sons.
Ehrencron-Kidde,
Astrid (1941): Martin Willéns underlige Händelser. Köpenhamn: Gyldendal.
Fenichel, Otto (1945): The Psychoanalytic Theory of
Neuroses. New York: Norton.
Freud, Anna (1980): Das Ich und die Abwehrmechanismen. München:
Kindler.
Freud, Sigmund (1941-1973): Gesammelte Werke. Vol. XVIII = Index. London: Imago. / Frankfurt am Main: S. Fischer.
Freud, Sigmund (GW-V:161-286) Bruchstück einer Hysterie-Analyse.
Freud, Sigmund (GW-VII:203-209) Character und
Analerotik.
Freud, Sigmund (GW-XI) Vorlesungen zur Einführung in die Psychoanalyse.
Freud, Sigmund (GW-XIV:11-15) Die Verneinung
Freud, Sigmund (GW-XVI:43-56) Konstruktionen in der Psychoanalyse.
Gattel, Felix (1898): Über die sexuellen Ursachen der Neurasthenie und
Angstneurose. Berlin: August Hirschwald.
Grünbaum, Adolf (1984): The Foundations of Psychoanalysis.
Berkeley: University of California Press.
Haley, Jay (1963): Strategies of Psychotherapy.
New York: Grune & Stratton.
Kline, P. & Cooper, C. (1977): A percept-genetic study of some
defence mechanisms in the test PN Scandinavian Journal of Psychology, 18
(2):148-152
Kline, Paul (1972): Fact and Fantasy in Freudian
Theory. 1st Ed. London: Methuen.
Kline, Paul (1981): Fact and Fantasy in Freudian
Theory. 2nd Ed. London: Methuen.
Kragh, Ulf (1985): DMT: Defence Mechanism Test.
Stockholm:
Skandinaviska testförlaget.
Laing,
Ronald (1960): The Divided Self. London: Tavistock.
Landis, Carney & Mettler,
Fred A. (1964): Varieties of Psychopathological Experience. New York:
Holt, Rinehart and Winston.
Lecky,
William Edward Hartpole (1975): History of
European Morals from Augustus to Charlemange. New
York: Arno.
Lindner, Robert (1946): Stone Walls and Men.
New York: Odyssey Press
Masson, Jeffrey (ed.) (1985): The Complete Letters
of Sigmund Freud to Wilhelm Fliess 1887-1904. Cambridge,
Massachusetts: Belknap.
Palladius (1912): Leben der heiligen
Väter. Bibliothek der Kirchenväter. Griechische Liturgien / Leben der heiligen
Väter von Paladius / Leben der Heligen
Melania von Gerontius.
Kempten/München: Josef Kösel.
Proust, Marcel (1982): På spaning efter den tid som flytt,
vol. VII. Stockholm: Bonnier.
Rosen, John Nathanael (1953): Direct
Analysis. New York: Grune &
Stratton.
Scharnberg, Max (1984): The Myth of Paradigm-Shift,
or How to Lie With Methodology. Uppsala: Uppsala Studies in Education no.
20
Scharnberg, Max (1996): Textual Analysis: A
Scientific Approach for Assessing Cases of Sexual Abuse. I-II. Uppsala:
Uppsala Studies in Education no. 64-65. [free downloading at http://www.yakida.se:80/maxincest/indexincest.html
]
Schilder,
Paul (1952): Introduction to Psychoanalytic Psychiatry. New York: International
Universities Press.
Silverman, L. H. & Kwawer, J. S. & Wolitzky, C. & Coron, M. (1973): An
experimental study of aspects of the psychoanalytic theory of male
homosexuality. Journal of Abnormal Psychology, 82: 178-188
Silverman, L. H. & Bronstein, A. & Mendelsohn, E. (1976): The further use of the subliminal
psychodynamic activation method for the experimental study of the clinical
theory of psychoanalysis: On the specificity of the relationship between
symptoms and unconscious conflicts. Psychotherapy: Theory, Research and
Practice, 13: 2-16
Silverman, Lloyd H. (1976): Psychoanalytic theory: the
reports of my death are greatly exaggerated. American Psychologist, 31:
621-637
Sjöberg, Lennart &
Källmén, Håkan & Scharnberg, Max (1997):
Selection for stressful jobs: is the Defence Mechanism Test the solution? In: Flin, R. & Salas, M. & Strub,
M. & Martin, L. (eds.): Decision Making Under Stress: Emerging Themes
and Applications. Aldershot: Ashgate.
Sjöbäck,
Hans (1985): Omedveten varseblivning och experimentell psykodynamik. Stockholm: Liber.
Spence, D. P. & Gordon, C. M. (1967): Activation
and measurement of an early oral fantasy: an explanatory study. Journal of
the American Psychoanalytic Association, 15: 99-129
Spence, Donald P. (1980): Lawfulness in lexical choice
- a natural experiment. Journal of the American Psychoanalytic Association,
28: 115-132
Stein, Marvin & Ottenberg,
Perry (1958): Role of odours in asthma. Psychosomatic
Medicine, 20: 60-65
Westerlundh, Bert (1976): Aggression, Anxiety and
Defence. Lund: Gleerup.
1 Ulf Kragh (1985): DMT: Defence Mechanism
Test.
2 Freud (GW-V:217f.,
3 Freud (GW‑XVI:43ff./SE‑XXII:255ff.)
4 Freud (GW‑I:37ff., 57ff.,
75ff./SE-III:41ff., 157ff., 187ff.)
5 Letter of December, 17, 1896, quoted in Masson (1985:218)
6 Scharnberg (1993,
vol. I, p.
7 Anna Freud (1980:
85-94): Das Ich und die Abwehr Mechanismen.
8 August Aichhorn
(1959): Erziehungsberatung und Erziehungshilfe. Zwölf Vorträge
über psychoanalytische Pädagogik.
9 Freud
(GW-XI:288f./SE-XVI:279)
10 Felix Gattel
(1898): Über die sexuellen Ursachen der Neurasthenie und Angstneurose. Gattel’s case histories are extensively
analysed in Scharnberg (1993, vol. II, pp. 24-75), and all biographies of
patients given the diagnosis “hysteria” are translated in toto
into English.
11 Freud (GW-V:161ff./SE-VII:1ff.)
12 Quoted in Masson
(1985:220f.)
13 Bergler (1958,
1961, 1971)
14 Jay Haley (1963)
15 Scharnberg (1996,
vol. II, chapter 57-68)
16 Scharnberg
(1984:122f.)
17 The examples are found in Schilder
(1952:81, 39), Bleuler (1955:428, 436, 451), Lindner
(1946:149), Landis & Mettler (1964:166), Boss
(1953:182), Laing (1960:48ff.).
18 Fenichel (1945:424)
19 Fenichel (1945:430)
20 Fenichel (1945:156)
21 Palladius (1912)
which was written during the 5th century; furthermore, Lecky
(1975) and Brundage (1987)
22 Kline, P. & Cooper, C. (1977): A
percept-genetic study of some defence mechanisms in the test PN.
23 Spence, Donald (1980): Lawfulness in lexical
choice - a natural experiment.
24 Spence, D. P. & Gordon, C. M. (1967):
Activation and measurement of an early oral fantasy: an explanatory study. Journal
of the American Psychoanalytic Association, 15:99-129.
25 Sjöberg, Lennart
& Källmén, Håkan & Scharnberg, Max (1997):
Selection for stressful jobs: is the Defence Mechanism Test the solution?